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 FEATURE STORY

Surfing the Digital Beat

New York takes the security lead with the first state and municipal information-security officers.
By John Marcotte, NULL - January 28, 2001

It took New York state's freshly-minted Information Security Officer Laura Iwan just two months on the job before she felt the love. Unfortunately, it was the ILOVEYOU virus.

"We have a discussion list for all ISOs [Information Security Officers] in state agencies. We routinely post things that we think are of interest that they should be aware of. As soon as we got word about the Love Bug, we broadcast the word out to the agencies - but it was already too late," she said ruefully.

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Iwan, a lifetime civil servant with 12 years experience in information security, didn't single-handedly stop the Love Bug virus in its tracks. But her office provided a centralized source for the distribution of information, and after her baptism by fire she has plans to improve how the state handles the next security hole that crops up. After the virus hit, Microsoft released a security patch for Outlook. "[Our agencies] were all in competition with the rest of the world trying to download these patches as soon as they became available," she said. The congestion delayed the implementation of the fix. Next time, Iwan plans to download a copy of the patch and distribute it via the statewide intranet.

Information security officers are an old idea in the private sector, but New York is the first state to create the position. "Security has always been a focus for the office since we were a task force," said Will Pelgrin, executive deputy commissioner of the Office for Technology (OFT). "As we decided to move forward, we decided that a statewide approach with a statewide security officer made sense."

"Security is becoming a much higher priority," Tom Duffy, deputy director of administration of the OFT, said. "With Y2K behind us, we are starting to focus more on security, as I assume all public and private institutions should be doing."

One public institution that focused on security even earlier than New York state is New York City. It has been over a year since NYC created its own information-security officer, a first for any major city.

"We meet with [the city] regularly to talk about common issues or joint initiatives," Duffy said. "They're developing a security office also - sort of a different approach than ours."

The Naked City
The difference in approach could be attributed to a difference in organization. Iwan's office is organized under the state Office for Technology, an IT management office. The chief information-security officer for the city, R.A. Vernon, works for the Department of Investigations, a law enforcement agency.

"The approach that the state is using is the approach that has been used historically," Vernon said. "Information security has for the most part always fallen under an IT director or CIO. It wasn't until three or four years ago that the private sector started to look at the position a little bit differently."

"It's not good enough to just develop standards and set them out there," he said. "You really have to take time to educate and re-educate your population, so that they have a true appreciation for the things you're asking them to do."

Vernon came from the private sector, where he held the position of information security officer for several banks and large corporations. Although he feels the challenges facing the private and public sectors are similar, Vernon admits that he was not quite prepared for dealing with governmental bureaucracy. "It's been a culture shock," he said dryly.

But he adapted quickly and has been instrumental in expanding and redefining the role of an information security officer.

"The position in the minds of the individuals that were trying to push this thing forward was stated as the 'Internet Security Officer' or something like that. So it was very Internet focused, " he said. "The city is moving rapidly to becoming an e-government. They had concerns with being on the Internet, so that was the slant they put on it."

Inside Jobs
"Once I got in, I had to go through a process of educating everybody that the Internet is a small piece of a bigger pie," Vernon continued. "Information security has a broader spectrum. People have always used this clichι: 'You're only as secure as your weakest link.' But it's true. You can have all the security to protect yourself to the Internet. But if you have a workstation open on someone's desk that has access to the same information you are trying to protect, there's an open door right there."

"Statistically, the majority of the security threats or penetrations happen internally," he said. "That's another thing I had to really sell to the management throughout the city, because they truly didn't understand or appreciate that. They thought that most of their vulnerabilities would be once they connected to the Internet. There have been a number of statistics generated that show that the majority of your threats are internal."

Vernon has positioned his office as an authority on security issues and a resource that agencies can turn to for advice. But he is taking steps to institutionalize his role in IT policy decisions.

"What we've been successful at doing is to position ourselves so that we are part of the approval process," Vernon said. "As applications are being developed, we're looking to be part of the project lifecycle, so that we make sure the applications are being developed with the proper controls in place. At the end of the day, if all of that has happened, then the sign-off is not a problem."

Iwan's office at the state focuses on consensus-building as a means of distributing information. "We're not a control agency," Iwan said, "so we don't impose things on agencies. We make recommendations through our technical policy and our best practices."

"I think it's consistent with the philosophy not to necessarily carry the big stick -- to do it through persuasion," said Duffy. "When we develop policies, we have workgroups composed of the agencies. Stakeholders have input in helping us develop what the policies are. So we're not putting anything on them that's over-burdensome."

Iwan is still defining her role and has been exceedingly busy in her first few months as she meets with information-security officers from agencies around the state.

"I need to take a few moments, define some positions and start hiring staff," she admitted. "I think if I took the time to do that, it would be a great help to me at this moment in time."

Team-Building
Iwan is not alone. Almost a year ago, the OFT required that every agency have an information-security officer. Iwan uses this network of about 70 security experts to collect and disseminate data and ideas regarding security issues.

"One of the challenges that I see is winning the confidence of the ISOs, so that they are willing to share their concerns and issues, so that we can work collectively to bring a statewide solution to problems," she said. Iwan said the bulk of her effort to date has involved meetings around the state to take input and promote security-consciousness.

Coordination is just the first step, Vernon emphasized. "This type of unit can only grow and get better with time," he said. "Technology is only going to get more and more complicated. Technology will always have the risks that are inherent to technology."

"Since Laura started three months ago, it's amazing how much has been accomplished already, and it's just the beginning phase of this," Pelgrin said. What's even more amazing is that evidently no other jurisdictions are considering following New York's example. Both Vernon and Iwan report that no one has called to inquire about setting up similar posts.

John Marcotte, NULL

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